Leviathan (Summary)
BRIEF BIOGRAPHY OF THOMAS HOBBES
Thomas Hobbes was born in 1588 in Westport,
a village near the town of Malmesbury in Wiltshire, England. Hobbes had an
older brother and a sister, and his father, an uneducated vicar, did not value
education for his children. When Hobbes was a child, his father left Westport
after some sort of dispute, and Hobbes spent the remainder of his childhood
with his father’s brother, Francis, a successful local manufacturer. Hobbes was
educated in both private and public schools, and he attended Hertford College,
Oxford, where he studied logic and physics. Hobbes also studied at the
University of Oxford; however, he left before completing his degree and later
obtained a BA in 1608 from St. John’s College, Cambridge. After completing
school, Hobbes worked as a private tutor to the future Earl of Devonshire, and
he traveled Europe under the family’s employment from 1610 to 1615. After this
time, Hobbes again found work as a tutor in both London and in Paris and had
many prominent students, including the 3rd Earl of Devonshire and Charles II,
the future King of England. Around 1640, Hobbes turned his attention to
philosophy, and he circulated a pamphlet, The Elements of Law, Natural and
Politic, which proposed many of the ideas that would later become Leviathan.
During the English Civil War (1642–1651), anti-Royalist sentiments began to
rise in England, and Hobbes, a well-known Royalist, was forced to flee to
Paris. During this time, Hobbes began to prolifically write philosophy,
including the Latin Elementorum Philosophiae Sectio Teria de Cive
(“Philosophical rudiments concerning government and society”) in 1642 and Of
Liberty and Necessity in 1646. In 1651, Hobbes published Leviathan, and when he
returned to London that same year after the end of the English Civil War, he
was one of the most infamous intellectuals of the time. In 1660, at the end of
the Interregnum, Charles II became King of England and awarded Hobbes a yearly
pension of 100 pounds. In 1666, Hobbes was accused of atheism and blasphemy by
the House of Commons (the lower house of Parliament) because of the ideas
expressed in Leviathan, and he was banned from further publishing in England.
Following this order, Hobbes took to publishing his books in Amsterdam,
including English translations of Homer’s Odyssey and Iliad and a Latin
translation of Leviathan. In 1679, Hobbes suffered a massive stroke after
falling ill with a bladder infection, and he died soon after at 91 years old.
HISTORICAL CONTEXT
In Leviathan, Hobbes briefly mentions the
execution of King Charles I of England and the English Civil War (1642–1651),
which pitted the Royalists (who supported the monarchy) against the
Parliamentarians (who supported Parliament). Charles I was captured, tried, and
found guilty of keeping tyrannical power over the people and was sentenced to
death by beheading. After Charles I’s execution on January 30, 1649 began the
period of the Interregnum, during which time England was ruled by Parliament,
not the monarchy. In 1653, Oliver Cromwell (an English general who led the
charge against Charles I and the Royalists) became Lord Protector, the head of
state of the new British Protectorate. Under Cromwell’s rule during the
Interregnum, Puritan views began to take hold in English society, which led to
the suppression of Christian holidays, like Easter and Christmas. English
citizens were expected to live a life of the utmost purity and piety, and forms
of entertainment that were considered immoral and lewd, like gambling houses
and theaters, were banned. Cromwell died in 1658, and his son, Richard, was
appointed Lord Protector.
Richard, however, was a poor leader and
politician, and the Protectorate ended in 1659. The monarchy was restored in
England when Charles I’s son, Charles II, came out of exile in Europe and took
back the crown in 1660.
Leviathan (Summary)
Human life is nothing but the movement of
arms and legs, Hobbes argues, and any automated machine that has “artificial
life” is no different. So is the case in art and in any other work created by
humankind, such as in the “great LEVIATHAN,” also known as a common-wealth, or
state, which is itself an “Artificiall Man.” In Leviathan, Hobbes describes the
nature of a common-wealth—how a common-wealth is made and under what
circumstances it is maintained or destroyed—and he also explains the “Christian
common-wealth” and the “Kingdome of Darkness.”
Hobbes begins with the basic thoughts of
humankind. Human thoughts are a “Representation” or “Appearance” of some
physical body known as an “Object,” which works upon one of the human sense
organs to produce different representations. The production of such appearances
are collectively known as the human senses, and every human thought originates
in some way from the sense organs. In short, an object places pressure on one
of the human sense organs, and a message is sent to the brain via the nerves.
Those messages are in turn experienced as sights, sounds, odors, tastes, and
textures. Objects are in constant motion, placing constant pressure on sense
organs and creating constant thoughts and appearances. “Yet still the object is
one thing,” Hobbes says, “the image or fancy is another.” Aristotle considered
the human senses in a different way. According to Aristotle, vision is produced
by a “visible species,” and hearing is produced by an “audible species,” both
of which rely on an object’s fancy, rather than the object itself.
According to Hobbes, when an object is
removed, an image of the object is retained in the human mind, and this
retained image is called imagination. As time passes, the images of objects
begin to decay and deteriorate in a process known as memory, and multiple
memories of many things is called experience. Imagination, memory, and
experience each rely on and are limited by the human senses; therefore, no idea
or concept can ever be infinite. Hobbes does admit that God’s power is
infinite, but this only means that God’s power can never be fully comprehended
by any one human being.
In nature, outside of civil society, all
human beings are equal. Whenever two people desire the same object, they are
said to be enemies, and the destruction of one’s enemy is included in their
desired end. There is no common power in nature to mediate disputes, so people
are generally antisocial and aggressive, and they are forced to fight for
sustenance and honor. Without the establishment of a common power, people are
in a constant state of war. To escape this state of war and ensure peace,
people are drawn to certain agreements or rules, which Hobbes refers to as the
Laws of Nature. According to the Laws of Nature, which God gave to humankind,
everyone has a right to defend their life by any means necessary; however, they
must also seek peace as long as peace is reasonable. The only way to ensure
peace is to forfeit one’s right to violently defend their life and place that
right in another through the creation of a covenant, or contract. The Laws of
Nature maintain that a covenant must be honored by both parties, and a covenant
can only be broken once the terms of the agreement are fulfilled or the
obligation is forgiven by the person or people who desired it. There are
several Laws of Nature, but each can be reduced to one simple rule: “Do not
that to another, which thou wouldest not have done thy selfe.”
According to Hobbes, people “naturally love
Liberty, and Dominion over others,” and the Laws of Nature cannot be expected
to be followed without the creation of a central power to compel people to
honor their covenants. Thus, people have joined together in common-wealths. A
common-wealth is any number of people living together under one unified power
as determined by a covenant in which the people forfeit their right to
self-preservation to single person, or an assembly of people, known as the
sovereign. The purpose of the common- wealth is to protect the people, or
subjects, from injury and death and to work for their highest possible
contentment. The sovereign is given all the rights and power of the subjects it
represents, and that power can never be forfeited or usurped. A sovereign can
do no injury onto its subjects, and subjects are not permitted to accuse the
sovereign of any wrongdoing, nor can they punish the sovereign for any
perceived offense. The sovereign alone can judge of what is necessary for the
peace and defense of the common-wealth and is responsible for passing laws and
decrees.
There are three major kinds of
commonwealths: if the sovereign power of a group of people is one
person, it’s a monarchy; if the sovereign power of a group of people is a
limited assembly of people, it’s an aristocracy; and if the sovereign power of
a group of people is the people, it’s a democracy. A common-wealth can be only
one of these three, Hobbes argues, as a sovereign power can be only one of the
people, some of the people, or all of the people. A common- wealth’s power is
directly proportional to number of people in it, and no one kind of common-wealth
has any more power than the next. The only difference between the three kinds
of common-wealths is how they wield their power. There are benefits and
drawbacks to each kind of common-wealth, and no one form of government can ever
be perfect; however, Hobbes argues that a monarchy is the best kind of
common-wealth. It is impossible for monarchs to disagree with themselves over
jealousy or self-interest, and a king or queen is only as good as the subjects
they represent. Of course, Hobbes says, a monarch can relieve a subject of
their money or property for any reason whatsoever, but the sovereign of an
aristocracy or democracy has the very same power.
The sovereign has the right to appoint
officers and agents to assist in the maintenance of a common-wealth, but no
official can ever have more power than the sovereign. To diminish or divide the
sovereign’s power violates the covenant and reverts the people back to a state
of nature and inevitable war. A subject’s obligation to obey the sovereign
lasts as long as the common-wealth stands. If the sovereign power of a common-
wealth is captured in war and willingly transfers their power to the invading
force, subjects of the common-wealth are obligated to obey the invading power
as their own. However, if a sovereign power is captured in war and does not
willingly transfer their power, subjects remain under the power of their
sovereign and are not expected to obey the invading power. A sovereign power
has the right to punish subjects if they do not follow the law, and fear of
that punishment must be greater than the perceived benefit of breaking a law.
The destruction of a common-wealth can come from any number of reasons but is
most often the result of a sovereign who settles for less power than what they
have. Power is denied through ignorance or for some benefit, but the result is
always the same. To diminish or divide a sovereign’s power is fundamentally against
the purpose of the common-wealth. Therefore, subjects must obey their sovereign
in all things—provided that obedience does not violate God or the Laws of
Nature.
Hobbes considers the power of the sovereign
in context with the power of God. All people are subjects of “Divine Power,”
even if they deny God’s existence. God’s laws and power are known to people in
one of three ways: through natural reason (which is God’s gift to all
humankind), by “Revelation,” or through the manifestation of a miracle. A
Christian common- wealth is one in which the subjects believe in the
supernatural power of God, but such a belief does not mean one must abandon their natural reason and
commonsense. Christian common-wealths rely on books of holy scripture that
contain “Rules of Christian life,” and in some common-wealths, these rules are
even made into civil laws. While it is impossible to ascertain the authors of
Holy Scripture with any certainty, the rules in such writings are nevertheless
accepted as the “Word of God,” and they carry great authority within the
Christian common-wealth.
To better understand his argument, Hobbes
says it is necessary to first define the terms “body” and “spirit,” which are
known in Holy Scripture as “Substances, Corporeall, and Incorporeall.” A body
is something that has mass and takes up space, whereas a spirit is like a ghost
and is made up of something intangible, like air. To claim a substance is
incorporeal is to destroy these accepted definitions, as something cannot be
incorporeal and have a body. Thus, when Holy Scripture speaks of the “Spirit of
God” being in the air or within another person, this is most certainly a
metaphor for faith and does not mean that some intangible part of God’s body
exists in the body of another.
Another popular misinterpretation of Holy
Scripture is the belief that God’s Kingdome exists in the present-day Christian
Church. Hobbes argues that God’s Kingdome is anywhere a covenant exists between
God and the people, like what existed between God and the people of Israel. God
made a covenant with Adam in the Garden of Eden (which Adam did not honor), and
God also made a covenant with the Israelites through Moses to become God’s
“Peculiar People” on Earth. The Israelites were “Peculiar” because God was their
sovereign power over and above the “Divine Power” he already claims over all of
humankind. Thus, God’s Kingdome cannot truly exist again until Christ’s second
coming, at which time Christ will establish his Kingdome—on Earth or in
Heaven—under God’s power through a covenant with the people.
Until Judgement Day and the creation of
God’s Kingdome, there is no central power to which all Christians are beholden,
other than God and their individual sovereign power. As a sovereign’s power can
never be divided or given away, it is not lawful for the sovereign of one
Christian common-wealth, for example the Pope in Rome, to claim power over the
Christian subjects of another common-wealth. To do so diminishes the power of
the sovereign and is counterproductive to the common-wealth as a whole. It is
possible to obey both God and one’s sovereign power and still be allowed
entrance into God’s Kingdome, Hobbes maintains, since all that is really needed
for salvation is a genuine belief in Christ. Christ’s Apostles ordered their
converts to follow their earthly sovereigns in all things, even if that
sovereign’s law conflicted with God’s law. In conclusion, one is obligated by
God to obey their earthly sovereign until the second coming of Christ, at which
time the saved will become Christ’s subjects through a covenant. The
misinterpretation of Holy Scripture (which Hobbes argues is rooted in the false
philosophies of Aristotle) and the desire of the Roman Catholic Church to claim unlawful
authority over Christendom has thrust the common-wealth into a great “Kingdome
of Darkness,” which Hobbes hopes to expose and correct through Leviathan.
Leviathan : Thomas Hobbes
[ This is one of the most widely read
passages in the history of political philosophy, in which Hobbes explained why
people in the state of nature are always in a condition of war and puts forth
the only way this condition can be avoided.]
Of the Natural Condition of Mankind As
Concerning Their Felicity and Misery
Nature has made men so equal, in the
faculties of the body, and mind; as that though there be found one man
sometimes manifestly stronger in body, or of quicker mind than another; yet
when all is reckoned together, the difference between man, and man, is not so
considerable, as that one man can thereupon claim to himself any benefit, to
which another may not pretend, as well as he. For as to the strength of body,
the weakest has strength enough to kill the strongest, either by secret
machination, or by confederacy with others, that are in the same danger with
himself.
And as to the faculties of the mind . . . I
find yet a greater equality amongst men, than that of strength. . . . That
which may perhaps make such equality incredible, is but a vain conceit of one’s
own wisdom, which almost all men think they have in a greater degree, than the
vulgar; that is, than all men but themselves, and a few others, whom by fame,
or for concurring with themselves, they approve. For such is the nature of men,
that *howsoever they may acknowledge many others to be more witty, or more eloquent
or more learned; yet they will hardly believe there be many so wise as
themselves; for they set their own wit at hand, and other men’s at a distance.
But this proves rather that men are in that point equal, than unequal. For
there is not ordinarily a greater sign of the equal distribution of any thing,
than that every man is contented with his share.
From this equality of ability, arises
equality of hope in the attaining of our ends. And therefore if any two men
desire the same thing, which nevertheless they cannot both enjoy, they become
enemies; and in the way to their end, which is principally their own
conservation, and sometimes their delectation only, endeavour to destroy, or
subdue one another. And from hence it comes to pass, that where an invader has
no more to fear, than another man’s single power; if one plant, sow, build, or
possess a convenient seat, others may probably be expected to come prepared
with forces united, to dispossess, and deprive him, not only of the fruit of
his labour, but also of his life, or liberty. And the invader again is in the
like danger of another.
And from this diffidence of one another,
there is no way for any man to secure himself, so reasonable, as anticipation;
that is, by force, or wiles, to master the persons of all men he can, so long,
till he see no other power great enough to endanger him: and this is no more
than his own conservation requires, and is generally allowed. . . .
Again, men have no pleasure, but on the
contrary a great deal of grief, in keeping company where there is no power able
to over-awe them all. For every man looks that his companion should value him,
at the same rate he sets upon himself: and upon all signs of contempt, or
undervaluing, naturally endeavours, as far as he dares, (which amongst them
that have no common power to keep them in quiet, is far enough to make them
destroy each other), to extort a greater value from his condemn- ers, by
damage; and from others, by the example.
So that in the nature of man, we find three
principal causes of quarrel. First, competition; secondly, diffidence; thirdly,
glory.
The first, makes men invade for gain; the
second, for safety; and the third for reputation. The first use violence, to
make themselves masters of other men’s persons, wives, children, and cattle;
the second, to defend them; the third for trifles, as a word, a smile, a
different opinion, and any other sign of undervalue, either direct in their
persons, or by reflection in their kindred, their friends, their nation, their
profession, or their name.
Hereby it is manifest, that during the time
men live without a common power to keep them all in awe, they are in that
condition which is called war; and such a war, as is of every man, against
every man. For WAR, consists not in battle only, or the act of fighting; but in
a tract of time, wherein the will to contend by battle is sufficiently known:
and therefore the notion of time, is to be considered in the nature of war; as
it is the nature of weather. For as the nature of foul weather, lies not in a shower
or two of rain; but in an inclination thereto of many days together; so the
nature of war, consists not in actual fighting; but in the known disposition
thereto, during all the time there is no assurance to the contrary. All other
time is PEACE.
Whatsoever therefore is consequent to a
time of war, where every man is enemy to every man; the same is consequent to
the time, wherein men live without other security, than what their own
strength, and their own invention shall furnish them withal. In such condition,
there is no place for industry; because the fruit thereof is uncertain: and
consequently no culture of the earth; no navigation, nor use of the commodities
that may be imported by sea; no commodious building; no instruments of moving,
and removing, such things as require much force; no knowledge of the face of
the earth; no account of time; no arts; no letters, no society; and which is
worst of all, continual fear, and danger of violent death; and the life of man,
solitary, poor, nasty, brutish, and short. . . .
To this war of every man, against every
man, this also is consequent; that nothing can be unjust. The notions of right
and wrong, justice and injustice have there no place. Where there is no common
power, there is no law: where no law, no injustice. Force, and fraud, are in
war the two cardinal virtues. Justice and injustice are none of the faculties
neither of the body, nor mind. If they were, they might be in a man that were
alone in the world, as well as his senses, and passions. They are qualities that
relate to men in society, not in solitude. It is consequent also to the same
condition, that there be no propriety, no dominion, no mine and thine distinct;
but only that to be every man’s, that he can get; and for so long, as he can
keep it. And thus much for the ill condition, which man by mere nature is
actually placed in; though with a possibility to come out of it, consisting
partly in the passions, partly in his reason.
The passions that incline men to peace, are
fear of death, desire of such things as are necessary to commodious living; and
a hope by their industry to obtain them. And reason suggests convenient
articles of peace, upon which men may be drawn to agreement. These articles,
are they, which otherwise are called the Laws of Nature: whereof I shall speak
more particularly, in the two following chapters. . . .
Of the First and Second Natural Laws, and
of Contracts
. . . And because the condition of man (as
has been declared in the preceding chapter) is a condition of war of everyone
against everyone; in which case everyone is governed by his own reason; and
there is nothing he can make use of, that may not be a help to him, in
preserving his life against his enemies; it follows that in such a condition
every man has a right to everything; even to one another’s body. And therefore,
as long as this natural right of man to everything endures, there can be no
security to any man (how strong or wise he is) of living out the time which
nature ordinarily allows men to live. And consequently it is a precept or
general rule of reason, that every man ought to endeavor peace, as far as he
has hope of obtaining it; and when he cannot obtain it he may seek and use all
helps and advantages of war. The first branch of which rule contains the first
and fundamental law of nature; which is to seek peace and follow it. The second, the sum of the Right of Nature;
which is, by all means we can, to defend ourselves.
From this fundamental law of nature, by
which men are commanded to endeavor peace, is derived this second law; that a
man be willing, when others are also, as far as for peace, and defense of
himself he shall think it necessary, to lay down this right to all things; and
be contented with so much liberty against other men, as he would allow other
men against himself. For as long as every man holds this right of doing
anything he likes; so long are all men in the condition of war. But if other
men will not lay down their right, as well as he; then there is not reason for
anyone to divest himself of his: For that would be to expose himself to prey
(which no man is bound to) rather than to dispose himself to peace. . . .
The mutual transferring of right, is that
which men call CONTRACT. . . .
Of the Causes, Generation, and Definition
of a Commonwealth
The final cause, end, or design of men (who
naturally love liberty and dominion over others) in the introduction of that
restraint upon themselves (in which we see them live in commonwealths) is the
foresight of their own preservation and of a more contented life; that is to
say, of getting themselves out from that miserable condition of war, which is
necessarily consequent (as has been shown) to the natural passions of men, when
there is no visible power to keep them in awe, and tie them by fear of punishment
to the performance of their covenants, and observation of those laws of nature
set down in the fourteenth and fifteenth chapters.
For the laws of nature (as justice, equity,
modesty, mercy, and, in sum, doing to others as we would be done to) of
themselves, without the terror of some power to cause them to be observed, are
contrary to our natural passions, that carry us to partiality, pride, revenge,
and the like. And covenants, without the sword, are but words, and of no
strength to secure a man at all. Therefore notwithstanding the laws of nature
(which everyone has then kept, when he has the will to keep them, when he can
do it safely) if there be no power erected, or not great enough for our
security; every man will, and may lawfully rely on his own strength and art,
for caution against all other men. . . .
The only way to erect such a common power
as may be able to defend them from the invasion of foreigners and the injuries
of one another and thereby to secure them in such a way as
that by their own industry, and by the fruits of the earth, they may nourish
themselves and live contentedly; is to confer all their power and strength upon
one man or upon one assembly of men, that may reduce all their wills, by
plurality of voices, unto one will: which is as much as to say, to appoint one
man or assembly of men to bear their person. . . .
This is more than consent or concord; it is
a real unity of them all in one and the same person, made by covenant of every
man with every man, in such manner as if every man should say to every man, I
authorize and give up my right of governing myself to this man or to this
assembly of men, on this condition that you give up the right to him and
authorize all his actions in like manner. This done, the multitude so united in
one person, is called a COMMONWEALTH, in Latin, Civitas. This is the generation
of that great LEVIATHAN, or rather (to speak more reverently) of that mortal
God to which we owe under the immortal God our peace and defense. For by this
authority, given him by every particular man in the commonwealth, he has the
use of so much power and strength conferred on him, by terror thereof, he is
enabled to form the wills of them all, to peace at home, and mutual aid against
their enemies abroad. And in him consists the essence of the commonwealth;
which (to define it) is one person, of whose acts a great multitude by mutual
covenants one with another have made themselves every one the author, to the
end he may use the strength and means of them all, as he shall think expedient,
for their peace and common defense.
And he that carries this person, is called
SOVEREIGN, and said to have sovereign power; and everyone besides, his SUBJECT.
The attaining to this sovereign power, is
by two ways. One, by natural force; as when a man makes his children submit
themselves and their children to his government, as being able to destroy them
if they refuse; or by war subdues his enemies to his will, giving them their
lives on that condition. The other is when men agree amongst themselves, to
submit to some man, or assembly of men, voluntarily on confidence to be
protected by him against all others. This latter may be called a political
commonwealth, or commonwealth by institution; and the former a commonwealth by
acquisition.